Practice Areas
Legal counsel for the technologies shaping tomorrow's economy.
Areas of Focus: Astraea Counsel focuses its practice in the areas described below. These practice area descriptions reflect the firm's concentration and experience in these fields, not certification as a specialist. Under California law, only attorneys certified by the California State Bar Board of Legal Specialization or an approved certifying organization may identify as "certified specialists." Astraea Counsel is not certified by the State Bar of California as a specialist in any field.
Digital Assets & Blockchain
Legal counsel for digital asset businesses, from custody architecture to regulatory compliance. Drawing on SEC experience, Big Law crypto bankruptcies, and startup advisory, Astraea Counsel delivers strategic guidance grounded in execution.
Services Include:
Digital Asset Custody & Treasury
Navigate custody requirements for digital asset treasury operations. Strategic counsel on architecture, risk management, and compliance.
- •MPC/multisig architecture design and implementation
- •Hot-cold wallet segregation strategies
- •OFAC compliance and Travel Rule requirements
- •UCC Article 12 perfection and control analysis for secured lending
- •Treasury allocation policies and board-level risk frameworks
- •Custodian selection and agreement negotiation
Tokenized Securities
Structure compliant token offerings under federal securities law. Guidance on exemptions, investor qualification, and ongoing compliance.
- •Regulation D/S/A/Regulation A+ structuring and exemption analysis
- •Token economics and holder rights design
- •SAFT/SAFE documentation and convertible instruments
- •Form D preparation and filing with SEC and state securities regulators
- •Accredited investor and qualified purchaser verification
- •Ongoing reporting and compliance obligations
Stablecoin Compliance
Strategic counsel for stablecoin issuers navigating federal and state frameworks. Practical guidance on reserve requirements, redemption mechanisms, and multi-jurisdiction operations.
- •Reserve backing and attestation requirements
- •Redemption terms and customer protections
- •State money transmitter license strategy and applications
- •Federal Reserve engagement and regulatory positioning
- •AML/KYC program design for issuers
- •Consumer protection and disclosure requirements
DAO Governance & Structure
Legal frameworks for decentralized autonomous organizations balancing innovation with compliance. Entity selection, governance design, and risk mitigation.
- •Legal entity selection (LLC, foundation, unincorporated association)
- •Token holder rights and voting mechanisms
- •Treasury management and multisig controls
- •Contributor agreements and compensation structures
- •Securities law analysis for governance tokens
- •Intellectual property ownership and licensing
Representative Experience:
- •Led creditor representation in FTX, Genesis, and Celsius crypto bankruptcies, recovering assets for tens of thousands of account holders
- •Structured tokenized securities offerings for fintech startups under Regulation D exemptions
- •Advised financial institutions on stablecoin issuance and custody frameworks with Federal Reserve engagement
- •Drafted UCC Article 12 control analyses for lenders securing digital collateral in credit facilities
Related Insights:
Artificial Intelligence & Emerging Tech
Legal counsel for AI-driven businesses navigating regulatory frameworks, intellectual property challenges, and compliance obligations. Practical guidance for companies building at the intersection of law and technology.
Services Include:
AI Regulatory Compliance
Navigate emerging AI regulations with proactive compliance strategies. Counsel on compliance readiness, algorithmic transparency, and risk assessment.
- •Algorithmic transparency and explainability requirements
- •Model governance and documentation frameworks
- •Impact assessments and risk mitigation strategies
- •Regulatory engagement and correspondence
- •Ongoing monitoring of evolving AI regulations
Data Privacy & Protection
Data privacy counsel for AI systems handling sensitive information. GDPR, CCPA, and biometric data compliance for training and deployment.
- •GDPR/CCPA compliance for AI training data
- •Training data rights clearance and licensing
- •Biometric data regulations (BIPA, GDPR Article 9)
- •Privacy by design implementation
- •Data processing agreements and vendor management
- •Cross-border data transfer mechanisms
IP & Licensing
Protect and monetize AI innovations while managing third-party rights. Strategic counsel on AI-generated content, model training agreements, and open source compliance.
- •AI-generated content ownership and copyright analysis
- •Model training data agreements and licensing
- •Open source compliance (models, datasets, code)
- •Patent strategy for AI innovations
- •Trade secret protection for proprietary algorithms
- •License negotiations for commercial AI products
Product Liability & Risk Management
Mitigate legal risks from AI system outputs and decisions. Practical guidance on liability frameworks, terms of service, and insurance strategies.
- •Model output liability analysis and mitigation
- •Terms of service and acceptable use policies
- •User disclaimers and limitation of liability clauses
- •Product liability insurance strategies
- •Incident response planning
- •Content moderation and safety frameworks
Representative Experience:
- •Advised AI startups on regulatory compliance strategies
- •Structured licensing frameworks for AI-generated content platforms
- •Counseled companies on risk mitigation for generative AI products
Related Insights:
Fintech & Payments
Regulatory counsel for payment processors, neobanks, and fintech companies navigating federal and state compliance. Strategic guidance on licensing, AML/KYC programs, and banking regulations.
Services Include:
Money Transmitter Licensing
Navigate state-by-state licensing requirements with strategic counsel on FinCEN registration, state MTL applications, and exemption analysis.
- •FinCEN MSB registration and compliance
- •State-by-state money transmitter license strategy
- •Exemption analysis (agent, payment processor, stored value)
- •NMLS filings and ongoing reporting obligations
- •License maintenance and renewals
- •Surety bond procurement guidance
Banking & Payments Regulation
Counsel on federal banking regulations and payment network compliance. Strategic guidance for bank partnerships and regulator engagement.
- •Federal Reserve engagement and applications
- •FDIC advisory for bank partnerships
- •Payment card network rules (Visa, Mastercard, ACH)
- •E-money and prepaid card regulations
- •Banking-as-a-Service (BaaS) agreements
- •Regulatory change-in-control notifications
AML/KYC Compliance
Design and implement anti-money laundering and know-your-customer programs. Risk-based compliance frameworks tailored to your business model.
- •BSA/AML program design and implementation
- •Customer Identification Program (CIP) development
- •Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
- •Suspicious Activity Report (SAR) filing procedures
- •OFAC sanctions screening and Travel Rule compliance
- •Independent compliance audits and testing
Consumer Protection
Navigate consumer financial protection regulations including UDAAP, EFTA, and TILA. Compliance strategies for lending, payments, and financial products.
- •UDAAP (Unfair, Deceptive, or Abusive Acts or Practices) compliance
- •Electronic Fund Transfer Act (EFTA) and Regulation E
- •Truth in Lending Act (TILA) and Regulation Z
- •State lending laws and interest rate caps
- •Consumer disclosure requirements
- •Complaint handling and regulatory examinations
Representative Experience:
- •Advised California DFAL compliance for digital asset custody platforms
- •Structured multi-state money transmitter license strategy for payment startup, securing approvals in 15+ states
- •Designed AML/KYC programs for fintech companies handling cross-border transactions
- •Led regulatory change-in-control process for multi-billion-dollar cross-border acquisition of global trust company
Related Insights:
Corporate & Transactions
Corporate counsel for startups and emerging companies, from formation through fundraising and M&A. Strategic guidance on governance, capital formation, commercial agreements, and transactions.
Services Include:
Formation & Governance
Establish strong foundations with entity selection, governance documents, and equity structures. Board-level counsel on fiduciary duties and corporate governance best practices.
- •Entity selection and formation (C-Corp, LLC, Delaware vs. California)
- •Operating agreements and bylaws
- •Cap table structuring and management
- •Board composition and committee design
- •Equity incentive plan design (stock options, RSUs, phantom equity)
- •Corporate governance policies and procedures
Capital Formation
Navigate fundraising from angels through institutional rounds. Strategic counsel on deal structure, investor negotiations, and securities law compliance.
- •SAFE and convertible note financing
- •Priced equity rounds (Seed, Series A+)
- •Regulation D/Regulation CF/Regulation A+ compliance
- •Token SAFTs and hybrid instrument structuring
- •Investor documentation (subscription agreements, side letters)
- •Post-closing obligations and investor reporting
Commercial Transactions
Draft and negotiate commercial agreements that protect your interests and enable growth. Practical counsel on customer, vendor, and partnership agreements.
- •Customer and vendor agreements
- •Software-as-a-Service (SaaS) terms and conditions
- •Licensing agreements (inbound and outbound)
- •Strategic partnerships and joint ventures
- •Non-disclosure agreements (NDAs) and confidentiality terms
- •Memoranda of Understanding (MOUs) and letters of intent
M&A & Strategic Transactions
Buy-side and sell-side counsel for mergers, acquisitions, and strategic transactions. Support from due diligence through closing and integration.
- •Buy-side and sell-side advisory
- •Due diligence coordination and analysis
- •Purchase agreement negotiation (asset vs. stock)
- •Representations and warranties insurance
- •Closing mechanics and escrow arrangements
- •Post-closing integration support
Representative Experience:
- •Closed Regulation D private placements for fintech and digital asset companies, including Form D filings
- •Structured SAFE and convertible note financings for early-stage startups
- •Negotiated strategic partnerships between technology companies and financial institutions
- •Advised on M&A transactions involving emerging technology companies
Regulatory Compliance
Proactive compliance strategies navigating federal and state regulatory frameworks, minimizing risk and enabling growth. Strategic counsel on securities law, federal regulatory engagement, and ongoing compliance programs.
Services Include:
Securities Law Compliance
Expert guidance on federal securities law compliance, from initial structuring through ongoing obligations. Navigate '33 Act and '34 Act requirements with confidence.
- •Securities Act of 1933 and Securities Exchange Act of 1934 compliance
- •Regulation D/S/Regulation A+ exemption analysis and filings
- •Broker-dealer registration and FINRA compliance
- •Alternative Trading System (ATS) oversight and Regulation ATS
- •Blue Sky law compliance (state securities regulations)
- •Investment Company Act and Investment Advisers Act guidance
Federal Regulatory Engagement
Strategic counsel for engagement with federal regulators including SEC, Federal Reserve, FinCEN, and CFTC. Authority applications, no-action letters, and regulatory correspondence.
- •SEC correspondence and no-action letter requests
- •Federal Reserve authority applications and change-in-control filings
- •FinCEN guidance and regulatory interpretations
- •CFTC advisory for commodity and derivatives questions
- •Regulatory examination preparation and response
- •Policy advocacy and comment letters
Compliance Program Design
Build comprehensive compliance programs tailored to your business and risk profile. Policies, procedures, training, and documentation frameworks.
- •Enterprise risk assessments and compliance gap analysis
- •Policies and procedures development
- •Employee training programs and certifications
- •Compliance documentation and recordkeeping
- •Whistleblower programs and reporting mechanisms
- •Board reporting and compliance dashboards
Ongoing Monitoring & Examinations
Maintain compliance through regulatory changes and business evolution. Audit support, examination preparation, and regulatory response.
- •Regulatory update monitoring and impact analysis
- •Internal compliance audits and testing
- •Regulatory examination preparation
- •Exam response and deficiency remediation
- •Enforcement defense and settlement negotiations
- •Continuous improvement and program evolution
Representative Experience:
- •Drafted and submitted complex authority applications to Federal Reserve for novel commodities trading expansion
- •Led regulatory change-in-control processes for multi-billion-dollar cross-border trust company acquisition
- •Provided strategic counsel on Securities Act and Exchange Act compliance for digital asset platforms
- •Supported broker-dealer and ATS registration efforts with SEC and FINRA compliance guidance
Related Insights:
Dispute Resolution
Strategic counsel for digital asset, fintech, and startup disputes, focusing on early resolution and risk mitigation. Pre-litigation strategy, mediation, arbitration, and coordination with specialized litigation counsel.
Services Include:
Services Offered
- •Pre-Litigation Strategy: Demand letters, settlement negotiations, and strategic analysis before formal proceedings. Efficient resolution while preserving business relationships.
- •Mediation & Settlement: Facilitated negotiation and mediation representation. Creative settlement structures addressing commercial realities and legal risks.
- •Arbitration: Representation in arbitration proceedings, including AAA, JAMS, and specialized arbitration forums.
- •Regulatory Investigations: Defense in regulatory investigations and enforcement actions by SEC, FinCEN, state regulators, and other agencies.
- •Litigation Coordination: Strategic oversight and coordination with specialized trial counsel for complex litigation matters.
Focus Areas
- •Crypto asset recovery and bankruptcy proceedings
- •Securities claims and regulatory enforcement matters
- •Commercial disputes involving emerging technologies
- •Founder and investor conflicts
- •Intellectual property disputes in tech sector
- •Contract disputes and breach of fiduciary duty claims
Representative Experience:
- •Led creditor representation in FTX, Genesis, and Celsius bankruptcies, advocating for tens of thousands of account holders
- •Advised litigation committees on novel legal issues in crypto asset recovery
- •Represented clients in SEC deficiency responses and regulatory examinations
- •Coordinated with trial counsel on complex commercial disputes involving blockchain technology
Billing Tailored to Your Needs
Astraea Counsel offers flexible billing arrangements to meet client needs—from hourly engagements to flat-fee project work and ongoing retainer relationships.
We're open to innovative billing structures that align with your business model and budget.
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